How Advisors Benefit from Having an In-House Legal and Compliance Team

by on October 02, 2019

Having legal support is essential for any kind of business, but in today’s uncertain regulatory landscape, it is especially important for financial advisors to have access to trusted legal professionals who can help them stay on top of the ever-changing rules of the industry. While many RIAs outsource this service, HighTower advisors have the advantage […]

Read More

3 Ways Advisors Can Make Market Volatility Their Friend

by on September 18, 2019

After a decade-long bull market, concerns about slowing global growth, trade wars and a possible recession has clients understandably on edge. But, while clients may be focused on the negative aspects of rising volatility, advisors can use current market uncertainty as an opportunity to not only optimize their client’s portfolios, but to also foster closer […]

Read More

3 Ways to Build a High-Performing Advisory Team

by on September 11, 2019

What’s the difference between a group and a team? In his keynote speech at the 2019 HighTower Advisor Summit, Jon Fussell, former Navy Lieutenant and founder and CEO of Patriot Leadership Development, asked attendees to consider this question. According to Fussell, while any collection of people who have regular interaction and frequent contact with one […]

Read More

Succession Planning 101: How to Build a Foolproof Plan

by on September 04, 2019

Whether you’re an advisory group looking to scale or a firm principal nearing retirement, finding the right strategic investor for your business has implications for the future of your client relationships, your practice and your own personal wealth. Firm owners interested in finding the right strategic partner should consider what they can do to make […]

Read More

How Operational Support Helped One HighTower Practice Grow

by on August 28, 2019

Advisors want to take their businesses to the next level. But that aspirational growth can be hindered by the day-to-day challenges of running a business. At the 2019 HighTower Advisor Summit, advisor Patrick Fruzzetti of HighTower’s The Rosenau Group spoke at length about how HighTower’s infrastructure and service teams have helped the group grow. (Watch […]

Read More

HighTower’s Marc Cabezas on HighTower’s Marketplace Differentiators and The Ideal Partner Firm

by on August 07, 2019

The wealth management industry is at an interesting inflection point, as advisors in the independent space search for more than just capital. HighTower’s Executive Director of M&A Marc Cabezas says this is exactly what differentiates the firm: HighTower has far more than capital power to bring to the table. In an interview at the 2019 […]

Read More

HighTower Advisors is registered with HighTower Securities, LLC, member FINRA and SIPC, and with HighTower Advisors, LLC, a registered investment advisor with the SEC. Securities are offered through HighTower Securities, LLC; advisory services are offered through HighTower Advisors, LLC.

This is not an offer to buy or sell securities. No investment process is free of risk, and there is no guarantee that the investment process or the investment opportunities referenced herein will be profitable. Past performance is not indicative of current or future performance and is not a guarantee. The investment opportunities referenced herein may not be suitable for all investors.

All data and information reference herein are from sources believed to be reliable. Any opinions, news, research, analyses, prices, or other information contained in this research is provided as general market commentary, it does not constitute investment advice. The team and HighTower shall not in any way be liable for claims, and make no expressed or implied representations or warranties as to the accuracy or completeness of the data and other information, or for statements or errors contained in or omissions from the obtained data and information referenced herein. The data and information are provided as of the date referenced. Such data and information are subject to change without notice.

This document was created for informational purposes only; the opinions expressed are solely those of the team and do not represent those of HighTower Advisors, LLC, or any of its affiliates.