Blog

How Advisors Benefit from Having an In-House Legal and Compliance Team

by on October 02, 2019

Having legal support is essential for any kind of business, but in today’s uncertain regulatory landscape, it is especially important for financial advisors to have access to trusted legal professionals who can help them stay on top of the ever-changing rules of the industry. While many RIAs outsource this service, HighTower advisors have the advantage […]

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3 Ways to Build a High-Performing Advisory Team

by on September 11, 2019

What’s the difference between a group and a team? In his keynote speech at the 2019 HighTower Advisor Summit, Jon Fussell, former Navy Lieutenant and founder and CEO of Patriot Leadership Development, asked attendees to consider this question. According to Fussell, while any collection of people who have regular interaction and frequent contact with one […]

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HighTower’s Marc Cabezas on HighTower’s Marketplace Differentiators and The Ideal Partner Firm

by on August 07, 2019

The wealth management industry is at an interesting inflection point, as advisors in the independent space search for more than just capital. HighTower’s Executive Director of M&A Marc Cabezas says this is exactly what differentiates the firm: HighTower has far more than capital power to bring to the table. In an interview at the 2019 […]

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Richard Saperstein on HighTower’s Strength, Growth and Evolution Over the Years

by on July 24, 2019

From its start during the 2008 financial crisis, to its evolution into the RIA growth enabler it is today, Richard Saperstein of HighTower’s Treasury Partners has seen the firm through nearly every phase of its existence. “I’ve watched the firm move through its iterations to what I would consider to be a remarkable place right […]

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Speaking Without Words: How Advisors Can Harness the Power of Nonverbal Communication

by on July 17, 2019

“Working with thousands of advisors on a yearly basis, I can tell you that advisors know how to tell a story,” said Kristie Van Leeuwen, a body language expert, certified behavioral analyst and founder of PeopleReader, Inc. “But I often see them delivering their message looking defeated, depleted or fatigued.” In a presentation at the […]

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The Augmented Advisor: What the Future of Tech Means for The Future of Financial Advice

by on June 26, 2019

The emergence of AI and machine learning technology is already changing the face of the industry. While many may worry about what the rise of the robo means for the future of financial advice, the reality is this: Far from replacing human advisors, new technology is actually enabling advisors to do their jobs more efficiently. […]

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HighTower Advisors is registered with HighTower Securities, LLC, member FINRA and SIPC, and with HighTower Advisors, LLC, a registered investment advisor with the SEC. Securities are offered through HighTower Securities, LLC; advisory services are offered through HighTower Advisors, LLC.

This is not an offer to buy or sell securities. No investment process is free of risk, and there is no guarantee that the investment process or the investment opportunities referenced herein will be profitable. Past performance is not indicative of current or future performance and is not a guarantee. The investment opportunities referenced herein may not be suitable for all investors.

All data and information reference herein are from sources believed to be reliable. Any opinions, news, research, analyses, prices, or other information contained in this research is provided as general market commentary, it does not constitute investment advice. The team and HighTower shall not in any way be liable for claims, and make no expressed or implied representations or warranties as to the accuracy or completeness of the data and other information, or for statements or errors contained in or omissions from the obtained data and information referenced herein. The data and information are provided as of the date referenced. Such data and information are subject to change without notice.

This document was created for informational purposes only; the opinions expressed are solely those of the team and do not represent those of HighTower Advisors, LLC, or any of its affiliates.